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Christopher Edward Fitzgerald

Morningstar Investment Management LLC

Chicago, IL

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Current Employers
Morningstar Investment Management Llc

22 West Washington Street, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-16
  • IL RA
    APPROVED
    Since 2023-06-16

Branch Locations

22 West Washington Street, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Investments Chicago IL 06/2010 07/2021
Nuveen Asset Management, Llc Chicago IL 09/2011 07/2021
Morningstar Investment Management Llc Chicago IL 05/2022 Present
Unemployed Geneva IL 08/2021 04/2022
Previous Registrations
  • 2023-06-16 → 2025-06-16
    Morningstar Investment Services Llc
    Chicago, IL
    Chicago, IL
  • 2011-09-01 → 2021-10-01
    Nuveen Asset Management, Llc
    Chicago, IL
  • 2010-06-21 → 2011-09-01
    Nuveen Fund Advisors, Llc
    Chicago, IL
  • 1999-09-15 → 2003-01-09
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-15
S65 Uniform Investment Adviser Law Examination 1999-09-10
S63 Uniform Securities Agent State Law Examination 1993-03-23
  • S66 Uniform Combined State Law Examination
    2010-10-15
  • S65 Uniform Investment Adviser Law Examination
    1999-09-10
  • S63 Uniform Securities Agent State Law Examination
    1993-03-23

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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