Brad A Harber

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2014-11-21
TX	RA	APPROVED	2014-11-21

IN RA
APPROVED

Since 2014-11-21
TX RA
APPROVED

Since 2014-11-21

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Chesterton	IN	11/2014	11/2016
Wells Fargo Clearing Services, Llc	Chesterton	IN	11/2016	Present

11/2014 → 11/2016

Wells Fargo Advisors Llc

Chesterton, IN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Chesterton, IN

Previous Registrations

2008-11-12 → 2014-12-01

Ubs Financial Services Inc.

Chicago, IL

Chicago, IL
2005-12-07 → 2008-11-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrillville, IN

Merrillville, IN

Other Businesses

RENTAL PROPERTY; INV RELATED; PORTAGE, IN; RENTAL GARAGES; 100% OWNERSHIP; START 6/17/2015; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. BCBB INVESTMENTS LLC, INV RELATED, DOWAGIAC, MI, 100% OWNERSHIP, START 5/15/2019, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS LAKE HOUSE.; TRUSTEE FOR FATHER, INV RELATED, FORT MYERS BEACH, FL, START: 8/1/2015, 2 HRS/MONTH, 0 HRS DURING TRADING. Rental Property (Coral Dr); INV RELATED; HOBART, IN; 100% OWNERSHIP; START 06/01/2023; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: NONE. RENTAL PROPERTY, INV RELATED, FORT MYERS BEACH, FL, 100% OWNERSHIP, START DATE: 1/1/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES: NONE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-06

S66 Uniform Combined State Law Examination

2005-12-06

View on SEC IAPD