Dwight Glenn O'HAra

Current Employers

Employment History

• 01/2013 → 08/2019
  Cetera Advisors Llc
  Denver, CA
• 08/2019 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Deer Lodge, MT
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Deer Lodge, MT
• 11/2020 → 11/2024
  Arbor Point Advisors
  Deer Lodge, MT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Deer Lodge, MT
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-09 → 2024-11-08
  Arbor Point Advisors
  Deer Lodge, MT
• 2020-11-06 → 2022-10-20
  Securities America Advisors, Inc.
  Deer Lodge, MT
• 2019-08-01 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Deer Lodge, MT
  Seattle, WA
• 2012-02-28 → 2019-08-13
  Cetera Advisors Llc
  Deer Lodge, MT
  Greenwood Village, CO
  Anaconda, MT
• 2004-01-02 → 2012-02-28
  Pacific West Financial Consultants Inc
  Anaconda, MT
• 2003-02-07 → 2003-12-17
  Metropolitan Financial Services, Inc.
  Anaconda, MT
• 2002-03-05 → 2003-04-23
  Bts Asset Management, Inc.
  Anaconda, MT
• 2002-02-08 → 2003-02-18
  Sentra Securities Corporation
  Anaconda, MT

Other Businesses

1. WESTERN UNITED LIFE ASSURANCE POSITION: Servicing existing client contracts NATURE: I have legacy service fees being paid to me by Western United Life Assurance out of Spokane WA. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 929 W. Sprague Ave, Spokane WA 99201 DESCRIPTION: I receive legacy service fees on prior fixed index annuity contracts from prior years. 2. DWIGHT O'HARA RENTAL PROPERTY POSITION: Owner of the property NATURE: Owner of rental property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2008 ADDRESS: 608 4th Street, Deer Lodge MT 59722 DESCRIPTION: I own a residential building that I rent. 3. ALLILANZ POSITION: I service my legacy accounts for Allianz NATURE: Allianz Life agent. I have Legacy assets with Allianz that pay me directly on a quarterly basis. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: PO Box 59060, Minneapolis MN 55459 DESCRIPTION: Allianz pays me annual fees for servicing legacy accounts held from the past 10 years. 4. DWIGHT O'HARA INVESTMENT SERVICES, INC POSITION: Investment Advisor NATURE: Investments and Advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/14/2000 ADDRESS: 610 4th Street, Deer Lodge MT 59722, United States DESCRIPTION: I am registered rep with Osaic Wealth offering securities related investment services 5. KOHRS LIBRARY FOUNDATION POSITION: Manage an investment portfolio of blue chip stocks NATURE: Director of a 501C3 foundation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: 501 Missouri Ave, Deer Lodge MT 59722 DESCRIPTION: The board of directors of this foundation manages an investment portfolio. I invest as instructed by the board of directors. No fees were charged on this portfolio. However, changing my affiliation to SAI will require the addition of a fee charge going forward. 6. FOUNDATION FOR THE DIOCESE OF HELENA POSITION: Director NATURE: Not for profit foundation for the Catholic Diocese based out of Helena MT. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 10/11/2024 ADDRESS: PO Box 7051, Helena MT 59624, United States DESCRIPTION: As a Director I am one of 10 Trustees that monitor and supervise the activities of a independent third party investment firm as it invests the Diocese's accumulated endowment funds.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-02-17

Other Names

• Dwight Glenn Ohara