Warren T Barest

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America,N.A.
  New York, NY

Other Businesses

I*3655269 Entity Type: For Profit Name of OBA: The Masters School Address: Dobbs Ferry, New York, 10522 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/03/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Private School Boys High School Varsity Tennis Coach I*3846277 Entity Type: For Profit Name of OBA: Sunshine Tennis Address: St. James, , BB24017 Investment Related: No Position, Title, Association: Employee Start Date: 12/01/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0 Duties: Vacation club tennis instructor

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-18
• S63 Uniform Securities Agent State Law Examination
  1993-03-29

Other Names

• Warren Barest
• Warren Seth Barest