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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2013-12-13 |
| TX | RA | APPROVED | 2013-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portsmouth | NH | 12/2013 | Present |
1)WILL ACT AS TRUSTEE ON HIS UNCLE'S TRUST WHEN HE PASSES AWAY. UNCLE IS STILL LIVING. 2) Strawbery Banke Museum, Outdoor History Museum-education, Trustee and Chair of Board, Was approved as Vice Chair, All duties associated with being Chair of Board, but I do not render investment guidance, start date-6/1/2016, Portsmouth NHUSA0380.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-08 |
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