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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-29 |
| NH | RA | APPROVED | 2008-12-22 |
Branch Locations
11 S. Main Street Suite 300, Concord, NH 03301 • United States
New Hampton, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Concord | NH | 11/2008 | Present |
1)Laconia Golf Club/ 603 Elm Street/Laconia/ New Hampshire 03246 / United States/ laconiacountryclub.com/ Golf Club / Sport & Leisure Facilities /Private Golf Club/ Approve budget and supervise staff, Chairman of the golf committee that overseas all tournaments/ Member of Board of directors / Start Date 10/1/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-18 |
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