Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-09
FL RA APPROVED 1993-02-23
  • TX RA
    APPROVED_RES
    Since 2018-01-09
  • FL RA
    APPROVED
    Since 1993-02-23

Branch Locations

4830 W. Kennedy Blvd Suite 800, Tampa, FL 33609-2557 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Springfield MA 09/1991 Present
Mml Investors Services Tampa FL 01/1993 Present
  • 09/1991 → Present
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 01/1993 → Present
    Mml Investors Services
    Tampa, FL
Other Businesses

NAME: CODE SMITH BENEFITS INV REL: Y ADD: 4830 W KENNEDY BLVD, STE 75, TAMPA, FL 33609 NATURE: HEALTH, GROUP LIFE, GROUP HEALTH. POSITION: AGENT. START DATE: 01/01/2008 HR/MO: 40. HR/MO DURING SEC TRADING: 40.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-17
  • S63 Uniform Securities Agent State Law Examination
    1995-04-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor