Bradley Jon Rathe

Employer firm

Waverly Advisors, LLC CRD 115332

$29.9B regulatory AUM 69 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 03/2024
  Strategiq Financial Group, Llc
  Madison, CT
• 06/2008 → Present
  Astor Janssen Holdings Llc
  Chicago, IL
• 01/2024 → Present
  Waverly Advisors, Llc
  Birmingham, AL

Previous Registrations

• 2014-07-11 → 2024-03-29
  Strategiq Financial Group, Llc
  Madison, CT
  Merrillville, IN
  Madison, CT

Other Businesses

1) Astor Janssen Holdings, LLC; Investment Related; Chicago, IL; Commodity Pool Operator; Principal and Managing Director; 6/2008; 5 hrs/month; 1 hour during trading hrs; trade futures or options on futures, retail off-exchange forex contracts, or swaps, or invest in other commodity pools. 2)Behrhill Pork, LLC; hog operation in Iowa; 25% member; passive investor only. 3) IQ Companies, LLC; Not Investment Related; 101 E 90th Drive, Merrillville, IN 46410; Holding Company; Member; 2016, 0 Hours Per Month; 0 Hours During Trading 4) WAAM TOPCO, LLC; Not Investment Related; 600 University Park Place, Suite 501 Birmingham, AL 35209; Holding Company; Member; 2024, 0 Hours Per Month; 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-11

Other Names

• Bradley Rathe