Denise Halford Holder

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 04/2020
  David A. Noyes & Company
  Indianapolis, IN
• 04/2020 → Present
  Raymond James Financial Services, Inc.
  Indianapolis, IN
• 04/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Indianapolis, IN
• 08/2015 → 04/2020
  Sanctuary Advisors, Llc
  Indianapolis, IN

Previous Registrations

• 2015-08-11 → 2020-04-23
  Sanctuary Advisors, Llc
  Chicago, IL
• 2008-04-16 → 2015-08-11
  Sanctuary Securities, Inc.
  Indianapolis, IN
  Indianapolis, IN
• 2008-01-01 → 2008-04-21
  Wells Fargo Clearing Services, Llc
  Indianapolis, IN
• 1998-12-30 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Indianpolis, IN
  St. Louis, MO
  Indianapolis, IN

Other Businesses

(1)Name of Business: Brent Candebat Address: 10401 N Meridian St Ste 122, Indianapolis, IN, 46290, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 04/23/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: From time to time, I will use Brent Candebat as an outside insurance consultant for clients. (2)Name of Business: Denise Halford Holder LLC Address: 10401 N Meridian St Ste 122, Indianapolis, IN, 46290, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/23/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner of this LLC (3)Name of Business: Legacy Wealth Partners LLC Address: 10401 N Meridian St Ste 122, Indianapolis, IN, 46290, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/23/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is our business entity for our RJFS office (4)Name of Business: Swaggerman Productions, Inc. Address: 10401 N Meridian St Ste 122, Carmel, IN, 46290-1090, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a loan-out company, of which I am President, for my son's (Ethan Holder) income from acting.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-06
• S63 Uniform Securities Agent State Law Examination
  1993-03-30

Designations

• Certified Financial Planner

Other Names

• Denise Holder
• Denise Halford Hendrix
• Denise Halford Hendrix
• Denise H Hendrix
• Denise H Holder
• Denise Halford Holderq