Sandra Kay Copic

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1998 → 12/2016
  Principal Mutual Life Ins Co
  Des Moines, IA
• 04/1998 → 12/2016
  Princor Financial Services Corporation
  Des Moines, IA
• 01/2017 → Present
  Principal Funds Distributor, Inc.
  Des Moines, IA
• 06/2023 → Present
  Principal Asset Management
  Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2023-06-10
• S63 Uniform Securities Agent State Law Examination
  1994-04-29

Other Names

• Sandra Kay Wolterman
• Sandy Anderson
• Sandra K Anderson
• Sandra K Anderson
• Sandra Kay Anderson
• Sandy Copic