Kenneth Michael Lampos

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-10-12
TX	RA	APPROVED_RES	1999-09-25

MI RA
APPROVED

Since 2010-10-12
TX RA
APPROVED_RES

Since 1999-09-25

Branch Locations

161 East Michigan Ave Suite 600, Kalamazoo, MI 49007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Roney & Co.	Kalamazoo	MI	10/1992	Present
Raymond James & Associates, Inc.	St. Petersburg	FL	09/1999	Present

10/1992 → Present

Roney & Co.

Kalamazoo, MI
09/1999 → Present

Raymond James & Associates, Inc.

St. Petersburg, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-09-16
S63	Uniform Securities Agent State Law Examination	1993-02-04

S65 Uniform Investment Adviser Law Examination

2010-09-16
S63 Uniform Securities Agent State Law Examination

1993-02-04

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews