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John Anthony Geraghty

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

Ridgewood, NJ

CRD 5024381

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-01
  • NJ RA
    APPROVED
    Since 2023-08-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Ridgewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rochdale Investment Management New York NY 07/2005 07/2023
Wealth Enhancement Group Ridgewood NJ 08/2023 Present
Wealth Enhancement Advisory Services Ridgewood NJ 08/2023 Present
  • 07/2005 → 07/2023
    Rochdale Investment Management
    New York, NY
  • 08/2023 → Present
    Wealth Enhancement Group
    Ridgewood, NJ
  • 08/2023 → Present
    Wealth Enhancement Advisory Services
    Ridgewood, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-22
S66 Uniform Combined State Law Examination 2006-01-07
  • S65 Uniform Investment Adviser Law Examination
    2014-09-22
  • S66 Uniform Combined State Law Examination
    2006-01-07

View on SEC IAPD

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