Craig Steven Dean

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → Present
  Securities America Inc.
  Glen Allen, VA
• 09/2005 → Present
  Sterling Asset Management, Llc
  Glen Allen, VA
• 10/2003 → Present
  Sterling Asset Management
  Norfolk, VA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Midlothian, VA
• 01/2014 → Present
  Kestra Investment Services, Llc
  Midlothian, VA

Previous Registrations

• 2005-10-12 → 2014-07-01
  Sterling Asset Management, Llc
  Glen Allen, VA
• 2004-01-28 → 2005-10-03
  Millennium Advisory Services, Inc.
  Richmond, VA

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: STERLING BENEFITS HOLDINGS, INC. Investment Related: Yes Address: 1173 JEFFERSON GREEN CIRCLE MIDLOTHIAN VA 23113 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Employee Start Date: 10/1/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: General registered representative activities.

Exams

• S66 Uniform Combined State Law Examination
  2003-04-28
• S63 Uniform Securities Agent State Law Examination
  1993-02-04

Other Names

• Craig Dean