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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Salisbury | MD | 09/2007 | 11/2018 |
| Securities America, Inc. | Salisbury | MD | 11/2018 | 06/2024 |
| Securities America Advisors | Salisbury | MD | 11/2018 | 06/2024 |
| Osaic Wealth, Inc. | Salisbury | MD | 06/2024 | Present |
| Osaic Wealth, Inc. | Salisbury | MD | 06/2024 | Present |
DBA: Timberlake Advisors DBA: Booth Financial Group INSURANCE SALES POSITION: Insurance agent NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 11/16/2018 ADDRESS: 1703 Timberlake Drive, Salisbury MD 21801, United States DESCRIPTION: Soliciting and recommending insurance products when suitable for client needs SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 11/16/2018 ADDRESS: 1703 Timberlake Drive, Salisbury MD 21801, United States DESCRIPTION: Advisory and planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-24 |
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