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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-05-18 |
| GA | RA | APPROVED | 2005-05-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Macon | GA | 05/2005 | Present |
| Bank Of America, Na | Macon | GA | 11/2009 | Present |
I*722239 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Montezuma, Georgia, 31063 Position, title, association: Sole owner, Start date of relationship: 3/1/2022 Number of hours devoted: 1 hours Yearly Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property I*1498273 Entity Type: Charitable Name of outside business organization: Monroe County Law Enforcement Foundation Inc. Investment related: No Address of business: Macon, Georgia, 31204 Position, title, association: Board Member, Director, Start date of relationship: 10/6/2023 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 2 Duties: The purpose of the Foundation will be to engage the local community to support law enforcement. I will be on the Board that will make decisions on how Board dollars are spent in purchasing equipment for local law enforcement over and above their budget items. I*1858263, Entity Type Entity Charitable, Name of OBA: Forsyth Methodist Church Address: Forsyth, Georgia31029 Investment Related: No Position, Title, Association: Committee Employee Start Date:05/30/2024 No Hours: 12 yearly No Hours during trading: 0 Duties: I will facilitate meetings between the various departments within the Church I*: 2555286 Entity Type: For Profit Name of OBA: Orchard Springs LLC Address: Montezuma, GA 31063 Investment Related: No Position, Title, Association: Owner Employee Start Date: 6/16/2025 Number of Hours: 72 hrs annually Number of Hours during trading: 0 Duties: I am creating the LLC to own a previously disclosed farm/timber tract that I own personally in my single name. I intend to transfer the deed to the property into the name of the LLC right away. The purpose of this is to limit my personal liability in the event of an accident or injury that could potentially occur on the property. I will be purchasing a liability insurance policy for the LLC as well. I will own and manage the timber and wildlife habitat on the property. A portion of the farm is rented out to an outside entity for the purpose of pecan harvesting of the existing pecan orchard that exists on the property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-28 |
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