Sean Michael Farley

Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1992 → Present
  John Hancock Funds, Inc.
  Boston, MA
• 12/1992 → Present
  John Hancock Advisors Llc
  Boston, MA
• 12/1992 → Present
  Soverign Asset Management Corporation
  Boston, MA
• 12/2011 → Present
  John Hancock Distributors Llc
  Boston, MA
• 11/2018 → Present
  John Hancock Advisers, Llc
  Boston, MA

Previous Registrations

• 2003-09-11 → 2018-11-08
  Manulife Investment Management (Us) Llc
  Boston, MA
• 2003-09-11 → 2010-12-31
  John Hancock Investment Management Llc
  Boston, MA

Other Businesses

NAME OF BUSINESS: JOHN HANCOCK ASSET MANAGEMENT ( JHAM ); BUSINESS IS INVESTMENT RELATED. ADDRESS: 101 HUNTINGTON AVENUE, BOSTON MA, 02199. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER THAT IS AN AFFILIATE OF (JHF OR JHD) UNDER COMMON CONTROL. RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE. START DATE: (PROVIDED BY JHAM). APPROXIMATE NUMBER OF HOUR/MONTH INVOLVED IN THIS BUSINESS: 10. APPROXIMATE NUMBER OF HOURS INVOLVED IN THIS BUSINESS DURING SECURITIES TRADING HOURS: 10. DUTIES: MARKETING AND OFFERING, ON A WHOLESALE BASIS, THE SEPARATE MANAGED ACCOUNT STRATEGIES OF JHAM

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-09
• S63 Uniform Securities Agent State Law Examination
  1993-11-04

Other Names

• Sean M Farley