Mary Elizabeth Dusablon

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → 08/2018
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 08/2018 → Present
  Rbc Capital Markets, Llc.
  San Francisco, CA

Previous Registrations

• 2003-07-01 → 2018-08-20
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2001-06-08 → 2003-07-01
  Prudential Equity Group, Llc
  San Francisco, CA

Other Businesses

(1) YOUR DIMENSIONS-EFT TAPPING; ADDRESS: PERSONAL; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION; HOLISTIC HEALING-ENERGY MEDICINE; CAPACITY: SOLE PROPRIETOR, OWNER-ACTIVE; START DATE: 6/1/2016; DUTIES: SOLE PRPRIETOR-HOLISTIC HEALING USING EFT TAPPING, ONE ON ONE CONTACT WITH CLIENTS; HOURS DEVOTED PER MONTH: APPROX 3; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) RENTAL PROPERTY; ADDRESS: 590 LOUIS DRIVE, NOVATO, CA, 94945; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HOUSE RENTAL; CAPACITY: OWNER-ACTIVE; START DATE: 9/15/2018; DUTIES: RENTAL AND MAINTENANCE OF PROPERTY: HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-11-22
• S63 Uniform Securities Agent State Law Examination
  1994-01-17