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Brooks Collier Slaughter

Strategic Investment Management

Austin, TX

Rps Retirement Plan Advisors

Austin, TX

Richard P. Slaughter Associates, Inc.

Austin, TX

CRD 2313765

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Employer firm

Strategic Investment Management CRD 129949

$40.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Investment Management

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-09
TX RA APPROVED 2004-02-09
  • LA RA
    APPROVED
    Since 2022-08-09
  • TX RA
    APPROVED
    Since 2004-02-09

Branch Locations

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Rps Retirement Plan Advisors

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-21
  • TX RA
    APPROVED
    Since 2022-04-21

Branch Locations

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Richard P. Slaughter Associates, Inc.

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2014-02-10
TX RA APPROVED 1993-02-23
  • NM RA
    APPROVED
    Since 2014-02-10
  • TX RA
    APPROVED
    Since 1993-02-23

Branch Locations

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard P. Slaughter Associates, Inc. Austin TX 07/1992 07/2026
Strategic Investment Management Austin TX 12/2003 Present
Rps Retirement Plan Advisors Austin TX 04/2022 Present
Richard P. Slaughter Associates, Inc. Austin TX 07/1992 05/2025
Strategic Investment Management Austin TX 12/2003 05/2025
Rps Retirement Plan Advisors Austin TX 04/2022 05/2025
Richard P. Slaughter Associates, Inc. Austin TX 07/2026 Present
Designations
  • Certified Financial Planner

View on SEC IAPD

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