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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

204 W Main Street, Lock Haven, PA 17745 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anthony A. Torsell Agency, Inc. Lock Haven PA 09/1994 Present
Voya Financial Advisors Des Moines IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Bel Colore Coatings, Inc. Mill Hall PA 01/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/1994 → Present
    Anthony A. Torsell Agency, Inc.
    Lock Haven, PA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2023 → Present
    Bel Colore Coatings, Inc.
    Mill Hall, PA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY: independent insurance agent; Yes; 204 W MAIN STREET; LOCK HAVEN; PA; 17745; FIXED INSURANCE SALES; independent insurance agent; 4/29/2009; 100; 100; sales of fixed insurance products 2. NAME OF ENTITY: Anthony A Torsell, Inc; Yes; 204 W MAIN STREET; LOCK HAVEN; PA; 17745; insurance agency; representative; 10/7/2003; 160; 160; sales of fixed insurance products 3. NAME OF ENTITY: Residential real estate; Yes; 204 W MAIN STREET; LOCK HAVEN; PA; 17745; residentail real estate; owner; 5/1/2009; 40; 40; build affordable homes for sale 4. NAME OF ENTITY: THOROUGHBRED ADVENTURES LLC; No; 170 MONTAUK CIRCLE; PORT MATILDA; PA; 16870; HORSE RACING; OWNER; 10/15/2016; 2; 0; OWNER OF THOROUGHBRED HORSES 5. NAME OF OTHER BUSINESS: BEL COLORE COATINGS, INC.; INVESTMENT RELATED: 1/2023; ADDRESS: 44 PENNSYLVANIA AVE, MILL HALL, PA 17751; NATURE OF BUSINESS: INDUSTRIAL COATINGS; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND INVENTORY CONTROL;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-12
S63 Uniform Securities Agent State Law Examination 1999-05-14
  • S65 Uniform Investment Adviser Law Examination
    2016-07-12
  • S63 Uniform Securities Agent State Law Examination
    1999-05-14
Other Names
  • Howie Gregg

View on SEC IAPD

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