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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2006-01-24
  • MO RA
    APPROVED
    Since 2006-01-24

Branch Locations

1445 East Republic Road, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 08/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2004 Present
Kpm Wealth Advisors, Llc Springfield MO 10/2012 Present
Kpm Cpa Springfield MO 01/2012 Present
  • 08/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2004 → Present
    Schaumburg, IL
  • 10/2012 → Present
    Kpm Wealth Advisors, Llc
    Springfield, MO
  • 01/2012 → Present
    Kpm Cpa
    Springfield, MO
Other Businesses

1) KPM CPAS, WITH FIRM SINCE 1988, 50HRS/WEEK, SHAREHOLDER IN PUBLIC ACCOUNTING FIRM SINCE 2002; 2) KPM TECHNOLOGY, LLC, MEMBER, SINCE 05/2005, MEMBER IN TECHNOLOGY SERVICE: 3)KPMT INVESTORS, LLC; NOT INV REL; SPRINGFIELD, MO; TECHNOLOGY SERVICE PROVIDER; LLC MEMBER; STARTED 5/1/09; 0 HRS/WK: 4) KPM WEALTH ADVISORS, LLC; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; SPRINGFIELD, MO; INVESTMENT ADVISING; MEMBER OF LLC; SINCE 10/2012; 13 HRS/MONTH DURING SECURITIES TRADING HOURS:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-20
  • S66 Uniform Combined State Law Examination
    2005-12-20

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