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Las Vegas, NV • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-07-12 |
| TX | RA | APPROVED_RES | 2022-07-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc. | West Bloomfield | MI | 05/2004 | 09/2020 |
| Financial Institution Services, Llc | Las Vegas | NV | 12/2007 | Present |
| Securities America, Inc. | Las Vegas | NV | 09/2020 | Present |
1) 12/31/2007 FINANCIAL INSTITUTION SERVICES, LLC - 2975 THE PEAKS LANE. LAS VEGAS, NV 89138 - IA FIRM - PRINCIPAL - PORTFOLIO ASSESMENT AND CLIENT COUNSELING -70% OF PROFESSIONAL TIME/MNTH; APPROX. 4 SECURITIES TRADING HOURS - INVESTMENT RELATED 2) 9/6/2010 DAVID SHINK, AUTHOR/OWNER - 2975 THE PEAKS LANE. LAS VEGAS, NV 89138 - SOLE PROP - AUTHOR - 5% OF PROFESSIONAL TIME/MNTH - NONE SECURITIES TRADING HOURS - NON-INVESTMENT RELATED 3) 09/2020 SECURITIES AMERICA, INC. - 2975 THE PEAKS LANE. LAS VEGAS, NV 89138- REGISTERED PRESENTATIVE - PORTFOLIO ASSESMENT AND CLIENT COUNSELING - 25% OF PROFESSIONAL TIME/MNTH - 2.5 SECURITY TRADING HOURS - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-29 |
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