Caroline Elizabeth Emswiler

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Eden Prairie, MN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Eden Prairie, MN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  Eden Prairie, MN
  Nashville, TN
• 2013-11-27 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Gold River, CA
  Eden Prairie, MN

Other Businesses

1) WEALTH FINANCIAL CONSULTANTS, INC. POSITION: President NATURE: S-corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2000 ADDRESS: 15830 Venture Ln, Eden Prairie MN 55344, United States DESCRIPTION: financial advisor, offer financial advice and financial planning, investments, insurance. president of firm, manage the overall business. 2)BCE PROPERTIES LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 15830 Venture Lane, Eden Prairie MN 55344, United States DESCRIPTION: Oversee finances of the LLC 3) INDEPENDENT INSURANCE AGENT POSITION: agent NATURE: s-corpagent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/20/2000 ADDRESS: 15830 Venture Lane, Eden Prairie MN 55344, United States DESCRIPTION: Sell LTC insurance to clients

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-02-24

Designations

Other Names

• Caroline Elizabeth Rogo-Privette
• Caroline Elizabeth Rogo
• Caroline E Rogo