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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-12-04 |
| TX | RA | APPROVED | 2023-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bob Johnson Insurance Inc. | Knoxville | TN | 05/1996 | Present |
| Sagepoint Financial, Inc | Mooresville | NC | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Knoxville | TN | 09/2023 | 12/2023 |
| Lpl Financial Llc | Knoxville | TN | 12/2023 | Present |
1) 11/16/2023 - DURFEE FINANCIAL SERVICES - Business Entity For Tax/Investment Purposes Only - TN 37918 - Non investment related - 20 Hours per month - Start date: 5/1/1996. 2) 11/16/2023 - Selling Football cards on ebay - TN 37938 - Non investment related - 4 Hours per month - Start date: 9/11/2014. 3) 11/20/2025 - Vanbridge - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2004 - 7 hours per month/ during trading 4) 11/20/2025 - BOB JOHNSON INSURANCE INC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 05/01/1996 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-12 |
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