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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-06-16
TX RA APPROVED_RES 2020-11-12
OR RA APPROVED 2020-01-15
WY RA APPROVED 2019-10-17
CA RA APPROVED 2019-09-20
WA RA APPROVED 2016-11-10
IL RA APPROVED 2016-10-04
AZ RA APPROVED 2011-12-20
VA RA APPROVED 2010-08-25
NM RA APPROVED 2010-08-18
CO RA APPROVED 2010-02-11
  • KS RA
    APPROVED
    Since 2025-06-16
  • TX RA
    APPROVED_RES
    Since 2020-11-12
  • OR RA
    APPROVED
    Since 2020-01-15
  • WY RA
    APPROVED
    Since 2019-10-17
  • CA RA
    APPROVED
    Since 2019-09-20
  • WA RA
    APPROVED
    Since 2016-11-10
  • IL RA
    APPROVED
    Since 2016-10-04
  • AZ RA
    APPROVED
    Since 2011-12-20
  • VA RA
    APPROVED
    Since 2010-08-25
  • NM RA
    APPROVED
    Since 2010-08-18
  • CO RA
    APPROVED
    Since 2010-02-11

Branch Locations

13220 Metcalf Suite 360, Overland Park, KS 66213 • United States

Eagle, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Lakewood CO 01/2010 Present
Agia Houston TX 12/2022 Present
Turtle Creek Condo Richmond VA 01/2024 Present
  • 01/2010 → Present
    Lakewood, CO
  • 12/2022 → Present
    Agia
    Houston, TX
  • 01/2024 → Present
    Turtle Creek Condo
    Richmond, VA
Previous Registrations
  • 2008-08-19 → 2010-06-30
    Elevation Wealth Private Consulting, Llc
    Boulder, CO
  • 2007-09-06 → 2009-01-23
    Osaic Services, Inc.
    Boulder, CO
    Boulder, CO
  • 2005-03-22 → 2007-09-10
    Boulder, CO
    Boulder, CO
  • 1999-01-01 → 2005-03-18
    A. G. Edwards & Sons, Inc.
    Boulder, CO
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-09
S65 Uniform Investment Adviser Law Examination 1993-06-09
  • S63 Uniform Securities Agent State Law Examination
    1993-06-09
  • S65 Uniform Investment Adviser Law Examination
    1993-06-09
Other Names
  • Rick Disberger
  • Richard Fletcher Disberger

View on SEC IAPD

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