Susan Gaye Zeeb

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 10/2016 → 11/2017
  Unemployed
  Lake Villa, IL
• 05/2005 → 09/2016
  Brc Investment Management Llc
  Greenwood Village, CO

Other Businesses

I*110778 For profit or not for profit: Non-Profit Organization Name of outside business organization: Alexander Leigh Center for Autism Investment related: N Address of business: McHenry, Illinois 60050 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 8/22/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: board member for therapeutic day school for non verbal autistic children. board duties include representing the school and expand awareness; fundraising; event participation. I*110779 For profit or not for profit: Non-Profit Organization Name of outside business organization: Faith Evangelical Lutheran Church and School Investment related: N Address of business: Antioch, Illinois 60002 Nature of business: Other,church Position, title, association: Other, Accounts Payable Manager Start date of relationship: 3/4/2009 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: volunteer Accounts Payable Manager; member of Finance team

Exams

• S66 Uniform Combined State Law Examination
  2018-02-16
• S63 Uniform Securities Agent State Law Examination
  1993-01-05
• S65 Uniform Investment Adviser Law Examination
  1993-01-05

Other Names

• Susan Sager
• Susan Zeeb