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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-06-03
TX RA APPROVED 2024-06-03
  • MI RA
    APPROVED
    Since 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

2401 Eastlawn Dr, Midland, MI 48642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Midland MI 06/1998 06/2024
Gavin & Associates, Llc Midland MI 06/1998 05/2024
Raymond James Financial Services Advisors Inc. Midland MI 10/2011 06/2024
Big Brothers Big Sisters Of The Great Lakes Bay Region Midland MI 12/2007 Present
Gavin And Associates, Llc Midland MI 01/2001 05/2024
Gavin Aviation, Llc Midland MI 02/2020 Present
Gavin Financial Group Midland MI 06/2023 06/2024
Lpl Financial Llc Midland MI 06/2024 06/2025
Wealth Enhancement Group Midland MI 06/2024 Present
Wealth Enhancement Advisory Services Midland MI 06/2024 Present
Wealth Enhancement Brokerage Services Midland MI 06/2024 Present
  • 06/1998 → 06/2024
    Raymond James Financial Services, Inc.
    Midland, MI
  • 06/1998 → 05/2024
    Gavin & Associates, Llc
    Midland, MI
  • 10/2011 → 06/2024
    Midland, MI
  • 12/2007 → Present
    Big Brothers Big Sisters Of The Great Lakes Bay Region
    Midland, MI
  • 01/2001 → 05/2024
    Gavin And Associates, Llc
    Midland, MI
  • 02/2020 → Present
    Gavin Aviation, Llc
    Midland, MI
  • 06/2023 → 06/2024
    Gavin Financial Group
    Midland, MI
  • 06/2024 → 06/2025
    Lpl Financial Llc
    Midland, MI
  • 06/2024 → Present
    Wealth Enhancement Group
    Midland, MI
  • 06/2024 → Present
    Wealth Enhancement Advisory Services
    Midland, MI
  • 06/2024 → Present
    Wealth Enhancement Brokerage Services
    Midland, MI
Previous Registrations
Other Businesses

1) 05/14/2024 - TEN4SEVENTY HOLDINGS LLC - Real Estate Rental - Investment Related - Co- owner with, wife - Midland, Ml 48640 - 4hrs/mth 2) 05/14/2024 - Public Notary - Investment Related - Midland, Ml 48642 - 1 hr/mth 3) 05/14/2024 - GAVIN AVIATION LLC - Midland, Ml 48640 - 1hr/mth - Co- Owner and manager with wife 4) 05/14/2024 - Gavin and Associates, LLC - Business Entity For Tax/Investment Purposes Only - Co- Owner with wife 5) 07/02/2024 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 6/1/24 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31
Designations
  • Certified Financial Planner
Other Names
  • Michael Thomas Gavin

View on SEC IAPD

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