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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-22 |
Branch Locations
North Bellmore, NY • United States
48 S Service Rd Ste 403, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mitchel Field | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Garden City | NY | 03/2020 | 06/2024 |
| Ameriprise Financial Services, Llc | Melville | NY | 10/2024 | Present |
| Unemployed | North Bellmore | NY | 07/2024 | 09/2024 |
Board of Directors; Sue A. Murphy Memorial Foundation; Chairman of the Board/President; 725 Hoover StreetNorth Bellmore, NY 11710, ,; ; 02/15/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Dylan's Dream Team; Vice President; 725 Hoover Street North Bellmore, NY 11710, ,; Not Investment-Related; 05/01/2019; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Successor POA / Successor POA. Outside Employment; Dennis R. Miller and Associates, LLC; I am an employee.; I work for advisor Dennis Miller. He facilitates his payroll through this entity.; 34 South Service Road, , Melville, NY, 11747; Investment-Related; 10/16/2024; 0 hours per month; 0 during trading hours / Sapphire Management; I am working as an RP Delegate for Melanie Bhandari.; Manage advisory business; 800 Westchester Avenue, , Rye Brook, NY, 10573; Investment-Related; 10/23/2024; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-27 |
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