Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-22
  • NY RA
    APPROVED
    Since 2024-10-22

Branch Locations

North Bellmore, NY • United States

48 S Service Rd Ste 403, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mitchel Field NY 09/2005 03/2020
Ameriprise Financial Services, Llc Garden City NY 03/2020 06/2024
Ameriprise Financial Services, Llc Melville NY 10/2024 Present
Unemployed North Bellmore NY 07/2024 09/2024
Previous Registrations
Other Businesses

Board of Directors; Sue A. Murphy Memorial Foundation; Chairman of the Board/President; 725 Hoover StreetNorth Bellmore, NY 11710, ,; ; 02/15/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Dylan's Dream Team; Vice President; 725 Hoover Street North Bellmore, NY 11710, ,; Not Investment-Related; 05/01/2019; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Successor POA / Successor POA. Outside Employment; Dennis R. Miller and Associates, LLC; I am an employee.; I work for advisor Dennis Miller. He facilitates his payroll through this entity.; 34 South Service Road, , Melville, NY, 11747; Investment-Related; 10/16/2024; 0 hours per month; 0 during trading hours / Sapphire Management; I am working as an RP Delegate for Melanie Bhandari.; Manage advisory business; 800 Westchester Avenue, , Rye Brook, NY, 10573; Investment-Related; 10/23/2024; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-08
S63 Uniform Securities Agent State Law Examination 1993-01-27
  • S65 Uniform Investment Adviser Law Examination
    1999-02-08
  • S63 Uniform Securities Agent State Law Examination
    1993-01-27
Designations
  • Certified Financial Planner
Other Names
  • John Michael Murphy
  • John M Murphy

View on SEC IAPD

More in North Bellmore, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor