Michael Kelly Sharples

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-01-15
TX	RA	APPROVED	2011-09-01
NC	RA	APPROVED	2010-05-10

IL RA
APPROVED

Since 2021-01-15
TX RA
APPROVED

Since 2011-09-01
NC RA
APPROVED

Since 2010-05-10

Branch Locations

3710 University Drive Suite 130, Durham, NC 27707 • United States

Hinsdale, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Durham	NC	05/2010	Present

05/2010 → Present

Lpl Financial

Durham, NC

Previous Registrations

2006-10-03 → 2010-05-11

Edward Jones

Durham, NC

Johnson City, TN

Other Businesses

1. 03/31/2010 - DBA ONLY, MKS WEALTH MANAGEMENT. 2. 03/29/2011 - MKSC - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Business Entity For Tax/Investment Purposes Only - MKSC, LLC is the holding company for my DBA Name, MKS Wealth Management, and it holds the Commercial Real Estate that is located in Johnson City, TN. All income and expense handeled through this entity. - TIME SPENT 1%

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-01-20

S63 Uniform Securities Agent State Law Examination

1993-01-20

Designations

Certified Financial Planner

Other Names

Michael Sharples

View on SEC IAPD