Inactive

Richard Scott Jennings

Ernst & Young Investment Advisers LLP

Claim This Profile

Current Employers

Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2011-05-05

FL RA
APPROVED

Since 2011-05-05

Branch Locations

401 Ejackson Street Suite 1200, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ernst & Young Llp	Tampa	FL	10/2010	Present

10/2010 → Present

Ernst & Young Llp

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-18
S63	Uniform Securities Agent State Law Examination	1994-04-07

S65 Uniform Investment Adviser Law Examination

2011-03-18
S63 Uniform Securities Agent State Law Examination

1994-04-07

View on SEC IAPD

Other Firms

STRATEGIC WEALTH INVESTMENT GROUP, LLC

INDEPENDENT ADVISOR ALLIANCE, LLC

UNITED CAPITAL FINANCIAL ADVISORS

FLORIDA FINANCIAL ADVISORS, LLC

AE WEALTH MANAGEMENT, LLC

INDEPENDENT FINANCIAL PARTNERS

AMERICAN FAMILY LEGACY GROUP

Other Investors

PETER CASEY GAYLE

John Luke Robinson

JANET L CHRISTIANSEN

MATTHEW VERSAGE

Martin Adolfo Montana

Frank Cooper Finley

Jeferson Josue Velasquez

Other Offices

STRATEGIC WEALTH INVESTMENT GROUP, LLC · Tampa, FL

INDEPENDENT ADVISOR ALLIANCE, LLC · Tampa, FL

UNITED CAPITAL FINANCIAL ADVISORS · TAMPA, FL

FLORIDA FINANCIAL ADVISORS, LLC · Tampa, FL

AE WEALTH MANAGEMENT, LLC · Tampa, FL

INDEPENDENT FINANCIAL PARTNERS · TAMPA, FL

TRUADVISORS · TAMPA, FL

AMERICAN FAMILY LEGACY GROUP · TAMPA, FL

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor