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Employer firm

Northcoast Research Partners, LLC CRD 149109

74 advisory clients

Reported services (Item 5G)

  • Periodicals / newsletters
  • Security ratings or pricing
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Northcoast Research Partners, Llc

1301 East Ninth Street 15Th Floor, Cleveland, OH 44114 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-23
  • OH RA
    APPROVED
    Since 2023-06-23

Branch Locations

1301 East Ninth Street Suite 1500, Cleveland, OH 44114

1301 East Ninth Street 15Th Floor, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ancora Securities Inc Cleveland OH 05/2009 06/2017
Northcoast Research Partners Llc Cleveland OH 05/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-30
S63 Uniform Securities Agent State Law Examination 2008-05-22
  • S66 Uniform Combined State Law Examination
    2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2008-05-22

View on SEC IAPD

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