James Stephen Breen

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fort Worth, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX

Previous Registrations

• 1993-02-23 → 2003-07-01
  Prudential Equity Group, Llc
  Fort Worth, TX

Other Businesses

STEPHEN BREEN MEMORIAL FOUNDATION, NOT INV RELATED, FT. WORTH, TX, PRESIDENT, START 10/04/2004, 20 HOURS PER MONTH, ZERO DURING TRADING, RESPONSIBLE FOR ANNUAL DINNER AND GOLF TOURNAMENT FOR FOUNDATION.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, FORT WORTH, TX, START DATE: 10/23/2018, 2 HRS/MONTH, 2 HRS DURING TRADING. RENTAL PROPERTY - EAGLE ; INV RELATED; MT. CRESTED BUTTE, CO; RENTAL;100% OWNERSHIP; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY-SANTA; INV RELATED; SANTA ROSA BEACH, FL; VACATION HOME;100% OWNERSHIP; START DATE: 10/10/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY-MARCELLINA ; INV RELATED; MT CRESTED BUTTE, CO; VACATION PROPERTY ;100% OWNERSHIP; START DATE: 10/10/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; | ST. PATRICK CATHEDRAL CHURCH; INV RELATED; FORT WORTH,TX; CHURCH;FINANCE COMMITTEE MEMBER; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-19
• S63 Uniform Securities Agent State Law Examination
  1993-02-12

Other Names

• Jim Breen