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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-05-15 |
Branch Locations
101 Broadway Street, West Burlington, IA 52655 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers & Merchants Bank And Trust | West Burlington | IA | 08/2005 | 05/2025 |
| Sorrento Pacific Financial, Llc | San Diego | CA | 03/2006 | 05/2025 |
| Lpl Financial Llc | West Burlington | IA | 05/2025 | Present |
1 - 06/2025 - Four Points Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-12 |
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