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Delia Marie Fernandez

Fernandez Financial Advisory, LLC

Los Alamitos, CA

CRD 2312173

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Employer firm

Fernandez Financial Advisory, LLC CRD 112954

$66.0M regulatory AUM 80 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Fernandez Financial Advisory, Llc

5212 Katella Ave. Suite 205, Los Alamitos, CA 90720 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-04-06
  • CA RA
    APPROVED
    Since 2005-04-06

Branch Locations

5212 Katella Ave., Suite 205, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fernandez Financial Advisory Los Alamitos CA 05/1993 Present
  • 05/1993 → Present
    Fernandez Financial Advisory
    Los Alamitos, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26

View on SEC IAPD

Nearby Firms

ASSET PLANNING, INC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CAROL SOMOANO
SANDRA CHERYL FIELD
ERIN MARIE NELSEN

Nearby Offices

ASSET PLANNING, INC · LOS ALAMITOS, CA
OSAIC WEALTH, INC. · LOS ALAMITOS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Los Alamitos, CA

More in Los Alamitos, CA

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