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Delia Marie Fernandez

Fernandez Financial Advisory, LLC

Los Alamitos, CA

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Current Employers
Fernandez Financial Advisory, Llc

5212 Katella Ave. Suite 205, Los Alamitos, CA 90720 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-04-06
  • CA RA
    APPROVED
    Since 2005-04-06

Branch Locations

5212 Katella Ave., Suite 205, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fernandez Financial Advisory Los Alamitos CA 05/1993 Present
  • 05/1993 → Present
    Fernandez Financial Advisory
    Los Alamitos, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26

View on SEC IAPD

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