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Catherine Mary D'AGati

Morgan Stanley

Naples, FL

Morristown, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-14
NJ RA APPROVED 2020-12-04
TX RA APPROVED 2020-12-04
  • FL RA
    APPROVED
    Since 2020-12-14
  • NJ RA
    APPROVED
    Since 2020-12-04
  • TX RA
    APPROVED
    Since 2020-12-04

Branch Locations

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 04/1993 12/2020
Morgan Stanley Smith Barney Llc Florham Park NJ 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-01
  • S66 Uniform Combined State Law Examination
    2004-10-01
Other Names
  • Catherine M Tricarico
  • Catherine Mary Tricarico
  • Catherine Mary Tricarico
  • Cathy D'AGati

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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