Kenneth Joseph Marable

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2017
  Axa Advisors, Llc
  New York, NY
• 03/2017 → 11/2024
  Pruco Securities, Llc.
  Forest Hills, NY
• 03/2017 → Present
  Prudential Insurance Company Of America
  Forest Hills, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Forest Hills, NY

Previous Registrations

• 2019-02-21 → 2024-11-14
  Pruco Securities, Llc.
  Forest Hills, NY
  Brooklyn, NY
  Forest Hills, NY
  Brooklyn, NY
• 2009-09-17 → 2017-03-08
  Equitable Advisors, Llc
  Melville, NY
  Brooklyn, NY

Other Businesses

1) 11/2024- Brooklyn Chamber of Commerce- Non-Profit Board Member- Not INV Related- At Forest Hills, NY- Start date 06/05/2018- 4 HRS MTH- 0 HRS During Trading 2) 11/2024- Lincoln Civic Block Association- Non-Profit Board Member- Not INV Related- At Forest Hills, NY- Start date 01/17/2019- 6 HRS MTH- 0 HRS During Trading 3) 11/2024- Diversity Awareness Initiative for Students- Non-Profit Board Member- President - Not INV Related- At Forest Hills, NY- Start date 09/03/1999- 5 HRS MTH- 0 HRS During Trading 4) 11/01/2024 - Legal shield - Attorney/ Legal Services - Not Investment Related - Brooklyn, NY - Start Date 10/04/2024 - 2 hours per month/ 0 hours during trading 5) 11/01/2024 - Kenneth Marable - Non-Variable Insurance/Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 03/06/2017 - 4 hours per month/ 1 hour during trading 6) 02/12/2025 - crump - Non-Variable Insurance/Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 02/03/2025 - 4 hours per month/ 1 hour during trading 7) 05/27/2026 - MARABLE WEALTH HOLDINGS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2026 - 100 hours per month/ 40 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-04
• S63 Uniform Securities Agent State Law Examination
  1993-03-25

Other Names

• Ken Marable