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One Carlson Parkway North Suite 225, Plymouth, MN 55447 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-09-30 |
| MN | RA | APPROVED | 2024-09-27 |
| FL | RA | APPROVED | 2022-02-17 |
| IN | RA | APPROVED | 2022-01-03 |
| MO | RA | APPROVED | 2022-01-03 |
| GA | RA | APPROVED | 2021-03-18 |
| AZ | RA | APPROVED | 2021-03-03 |
| IL | RA | APPROVED | 2015-11-05 |
Branch Locations
One Carlson Parkway North Suite 225, Plymouth, MN 55447 • United States
201 East Vandalia, Edwardsville, IL 62025 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Bethalto | IL | 03/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-04 |
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