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Current Employers
Feltl Advisors

One Carlson Parkway North Suite 225, Plymouth, MN 55447 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-09-30
MN RA APPROVED 2024-09-27
FL RA APPROVED 2022-02-17
IN RA APPROVED 2022-01-03
MO RA APPROVED 2022-01-03
GA RA APPROVED 2021-03-18
AZ RA APPROVED 2021-03-03
IL RA APPROVED 2015-11-05
  • OK RA
    APPROVED
    Since 2024-09-30
  • MN RA
    APPROVED
    Since 2024-09-27
  • FL RA
    APPROVED
    Since 2022-02-17
  • IN RA
    APPROVED
    Since 2022-01-03
  • MO RA
    APPROVED
    Since 2022-01-03
  • GA RA
    APPROVED
    Since 2021-03-18
  • AZ RA
    APPROVED
    Since 2021-03-03
  • IL RA
    APPROVED
    Since 2015-11-05

Branch Locations

One Carlson Parkway North Suite 225, Plymouth, MN 55447 • United States

201 East Vandalia, Edwardsville, IL 62025 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Bethalto IL 03/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-13
S63 Uniform Securities Agent State Law Examination 1993-03-04
  • S66 Uniform Combined State Law Examination
    2013-07-13
  • S63 Uniform Securities Agent State Law Examination
    1993-03-04

View on SEC IAPD

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