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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-16 |
Branch Locations
572 Titus Ave, Rochester, NY 14617 • United States
711 Bay Area Blvd Suite 610 [Satellite], Webster, TX 77598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Friendswood | TX | 05/2009 | Present |
DOOLEY WEALTH MANAGEMENT LLC; INV RELATED; WEBSTER, TX; FINET PRACTICE; 100% OWNERSHIP; START DATE 02/03/2025; 40 HOURS PER MONTH; 40 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-23 |
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