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780 Fifth Avenue South Suite 200, Naples, FL 34102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-20 |
Branch Locations
Los Angeles, CA • United States
780 Fifth Avenue South Suite 200, Naples, FL 34102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Anaheim | CA | 07/2009 | 09/2017 |
| Mcdermott Investment Services, Llc | Los Angeles | CA | 09/2017 | Present |
| Mcdermott Investment Advisors, Llc | Los Angeles | CA | 09/2017 | Present |
H & S Wealth Management; Los Angeles, CA; Not Investment-Related; Since 9/2009; Sole Proprietor; DBA for branding purposes only, representing investments offered by licensed Broker Dealer; Duties include consulting with clients on Broker Dealer products; Devote approx. 160 hrs/month to this activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-09 |
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