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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-10-08 |
| TX | RA | APPROVED_RES | 2008-01-31 |
Branch Locations
17000 Kercheval Ave, Grosse Pointe, MI 48230 • United States
Grosse Pointe, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Detroit | MI | 12/1992 | Present |
| Bank Of America,N.A. | Troy | MI | 06/2011 | Present |
I*: 2080270 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Grosse Pointe Woods, Michigan, 48236 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 13-Apr-2010 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: I*: 2081263 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Grosse Pointe Farms, Michigan, 48236 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 22-Sep-2010 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-14 |
| S65 | Uniform Investment Adviser Law Examination | 1995-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-17 |
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