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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-05-08 |
| WA | RA | APPROVED | 2009-05-08 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J S Mcah/Dalton Lighting Group | Bellevue | WA | 03/1995 | Present |
| Stifel Nicolaus & Co Inc | Seattle | WA | 04/2009 | Present |
1. Blue Tractor LLC; 8107 126th PL NE Kirkland WA 98033; Family LLC- Cabin; member; pay general bills/taxes; 3/22/23; 3 hours per year; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-19 |
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