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Scott Alexander O'BRien

Edward Jones

Monroe, WI

CRD 2310888

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-18
WI RA APPROVED 1998-03-10
  • TX RA
    APPROVED_RES
    Since 2019-02-18
  • WI RA
    APPROVED
    Since 1998-03-10

Branch Locations

250 N 18Th Ave Suite 103, Monroe, WI 53566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co. St. Louis MO 11/1992 Present
Edward D. Jones & Co., L.P. Maryland Heights MO 11/1992 Present
  • 11/1992 → Present
    Edward D. Jones & Co.
    St. Louis, MO
  • 11/1992 → Present
    Edward D. Jones & Co., L.P.
    Maryland Heights, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-04
  • S63 Uniform Securities Agent State Law Examination
    1994-03-04
Designations
  • Certified Financial Planner
Other Names
  • Scott Alexander Obrien

View on SEC IAPD

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