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Inactive

John Gilbert Saunders

Scs Asset Management, Inc

Lutz, FL

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Current Employers
Scs Asset Management, Inc

17872 Us Highway 41 N, Lutz, FL 33549 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-05-09
AL RA APPROVED 2017-01-20
TX RA APPROVED_RES 2016-10-19
FL RA APPROVED 2004-11-12
  • TN RA
    APPROVED
    Since 2019-05-09
  • AL RA
    APPROVED
    Since 2017-01-20
  • TX RA
    APPROVED_RES
    Since 2016-10-19
  • FL RA
    APPROVED
    Since 2004-11-12

Branch Locations

17872 Us Highway 41 N, Lutz, FL 33549 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saunders Asset Management, Inc Lutz FL 11/2004 Present
Scs Asset Management Tampa FL 01/2004 Present
Saunders Financial Securities Group, Llc Lutz FL 06/2005 12/2016
Securities Research, Inc Vero Beach, Fl FL 08/2002 11/2019
  • 11/2004 → Present
    Saunders Asset Management, Inc
    Lutz, FL
  • 01/2004 → Present
    Scs Asset Management
    Tampa, FL
  • 06/2005 → 12/2016
    Saunders Financial Securities Group, Llc
    Lutz, FL
  • 08/2002 → 11/2019
    Securities Research, Inc
    Vero Beach, Fl, FL
Previous Registrations
  • 2002-10-02 → 2013-01-22
    Securities Research, Inc. Of Florida
    Lutz, FL
Other Businesses

SCS ASSET MANAGEMENT, INC 17888 N US HIGHWAY 41, LUTZ, FL 33549, STARTED 1/2004 INVESTMENT ADVISOR PRESIDENT 160 HOURS PER MONTH/160 HOURS PER MONTH SAUNDERS Asset Mgt Inc. 17888 North US Hwy 41, Lutz, FL 33549, STARTED 11/2004 INSURANCE PRODUCTS and Pension Plan consulting President 80 HOURS PER MONTH/80 HOURS PER MONTH INSURANCE & Pension Consulting

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-10-21
S65 Uniform Investment Adviser Law Examination 2002-06-19
  • S63 Uniform Securities Agent State Law Examination
    2002-10-21
  • S65 Uniform Investment Adviser Law Examination
    2002-06-19

View on SEC IAPD

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