John Gilbert Saunders

Employer firm

Scs Asset Management, Inc CRD 132450

$30.2M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Pension consulting
ADVISORY CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Scs Asset Management, Inc

17872 Us Highway 41 N, Lutz, FL 33549 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2019-05-09
AL	RA	APPROVED	2017-01-20
TX	RA	APPROVED_RES	2016-10-19
FL	RA	APPROVED	2004-11-12

TN RA
APPROVED

Since 2019-05-09
AL RA
APPROVED

Since 2017-01-20
TX RA
APPROVED_RES

Since 2016-10-19
FL RA
APPROVED

Since 2004-11-12

Branch Locations

17872 Us Highway 41 N, Lutz, FL 33549 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Saunders Asset Management, Inc	Lutz	FL	11/2004	Present
Scs Asset Management	Tampa	FL	01/2004	Present
Saunders Financial Securities Group, Llc	Lutz	FL	06/2005	12/2016
Securities Research, Inc	Vero Beach, Fl	FL	08/2002	11/2019

11/2004 → Present

Saunders Asset Management, Inc

Lutz, FL
01/2004 → Present

Scs Asset Management

Tampa, FL
06/2005 → 12/2016

Saunders Financial Securities Group, Llc

Lutz, FL
08/2002 → 11/2019

Securities Research, Inc

Vero Beach, Fl, FL

Previous Registrations

2002-10-02 → 2013-01-22

Securities Research, Inc. Of Florida

Lutz, FL

Other Businesses

SCS ASSET MANAGEMENT, INC 17888 N US HIGHWAY 41, LUTZ, FL 33549, STARTED 1/2004 INVESTMENT ADVISOR PRESIDENT 160 HOURS PER MONTH/160 HOURS PER MONTH SAUNDERS Asset Mgt Inc. 17888 North US Hwy 41, Lutz, FL 33549, STARTED 11/2004 INSURANCE PRODUCTS and Pension Plan consulting President 80 HOURS PER MONTH/80 HOURS PER MONTH INSURANCE & Pension Consulting

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-10-21
S65	Uniform Investment Adviser Law Examination	2002-06-19

S63 Uniform Securities Agent State Law Examination

2002-10-21
S65 Uniform Investment Adviser Law Examination

2002-06-19

View on SEC IAPD