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Laura Lauterwasser

Charles Schwab & Co., Inc.

St Louis, MO

Fenton, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-10-19
  • MO RA
    APPROVED
    Since 2022-10-19

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Fenton, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Springfield MA 01/2017 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 03/2017
Mml Investors Services, Llc Springfield MA 03/2017 03/2017
Wells Fargo Clearing Services Llc St Louis MO 05/2017 08/2022
Charles Schwab & Co., Inc. St. Louis MO 09/2022 Present
Charles Schwab Bank, Ssb St. Louis MO 09/2022 Present
  • 01/2017 → 03/2017
    Mml Investors Services, Llc
    Springfield, MA
  • 07/2016 → 03/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 03/2017
    Mml Investors Services, Llc
    Springfield, MA
  • 05/2017 → 08/2022
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 09/2022 → Present
    Charles Schwab & Co., Inc.
    St. Louis, MO
  • 09/2022 → Present
    Charles Schwab Bank, Ssb
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
S63 Uniform Securities Agent State Law Examination 1993-03-08
  • S66 Uniform Combined State Law Examination
    2018-02-09
  • S63 Uniform Securities Agent State Law Examination
    1993-03-08
Other Names
  • Laura Ann Moore
  • Laura Ann Lauterwasser

View on SEC IAPD

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DANA INVESTMENT ADVISORS INC · WEBSTER GROVES, MO
STADIA CAPITAL, LLC · SAINT LOUIS, MO
DETALUS ADVISORS, LLC · ST. LOUIS, MO
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AMERIPRISE FINANCIAL SERVICES, LLC · WEBSTER GROVES, MO
REDSTICK VENTURES LLC · ST. LOUIS, MO

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