Lee Anthony Baker

Current Employers

Claris Financial Advisors, Inc.

2295 Parklake Drive Suite 456, Atlanta, GA 30345 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2009-05-29

GA RA
APPROVED

Since 2009-05-29

Branch Locations

2295 Parklake Drive Suite 456, Atlanta, GA 30345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lindaman Insurance	Decatur	GA	04/1986	Present
Apex	Stone Mountain	GA	01/1998	Present
Wellstone Securities, Llc	Cumming	GA	10/2005	Present

04/1986 → Present

Lindaman Insurance

Decatur, GA
01/1998 → Present

Apex

Stone Mountain, GA
10/2005 → Present

Wellstone Securities, Llc

Cumming, GA

Previous Registrations

2005-02-07 → 2008-12-31

Claris Financial Advisors, Inc.
2004-04-20 → 2004-12-31

Claris Financial Advisors, Inc.

Stone Mountain, GA
2003-08-29 → 2003-11-05

Eastern Point Advisors Inc.

Decatur, GA

Other Businesses

APEX FINANCIAL 2191-G NORTHLAKE PKWY, TUCKER, GA INVESTMENT RELATED PRESIDENT FINANCIAL PLANNING 1998 80HRS/MO DURING TRADING FINANCIAL PLANNER; LEE BAKER NOT INVESTMENT RELATED 2003 RENT OUT MY PREVIOUS HOME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-27
S63	Uniform Securities Agent State Law Examination	1993-03-10

S65 Uniform Investment Adviser Law Examination

1999-12-27
S63 Uniform Securities Agent State Law Examination

1993-03-10

Designations

View on SEC IAPD

Current Employers

Claris Financial Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews