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Robert Disiena

Morgan Stanley

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-09
NY RA APPROVED 2025-06-30
  • TX RA
    APPROVED_RES
    Since 2025-08-09
  • NY RA
    APPROVED
    Since 2025-06-30

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc White Plains NY 08/2010 06/2025
Morgan Stanley Smith Barney Llc Purchase NY 06/2025 Present
  • 08/2010 → 06/2025
    Ubs Financial Services Inc
    White Plains, NY
  • 06/2025 → Present
    Morgan Stanley Smith Barney Llc
    Purchase, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-09
  • S66 Uniform Combined State Law Examination
    2005-11-09
Other Names
  • Robert Frank Disiena

View on SEC IAPD

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