Edward William Spiegel

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-01-11
TX	RA	APPROVED_RES	2016-09-12
IL	RA	APPROVED	2010-03-01

FL RA
APPROVED

Since 2023-01-11
TX RA
APPROVED_RES

Since 2016-09-12
IL RA
APPROVED

Since 2010-03-01

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Barrington	IL	02/2010	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

02/2010 → Present

Morgan Stanley

Barrington, IL
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-11-15 → 2009-12-31

Northern Trust Securities, Inc.

Barrington, IL

Park Ridge, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-06-20
S63	Uniform Securities Agent State Law Examination	1993-07-07

S65 Uniform Investment Adviser Law Examination

2007-06-20
S63 Uniform Securities Agent State Law Examination

1993-07-07