Laurance Thornton Phister

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 02/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 04/2016 → 02/2019
  Bank Of America, N.A.
  Newport Beach, CA
• 02/2019 → Present
  California Bank & Trust
  Irvine, CA
• 03/2019 → Present
  Lpl Financial Llc
  Irvine, CA

Previous Registrations

• 2016-04-28 → 2019-03-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 2009-03-11 → 2016-03-31
  Umb Financial Services, Inc.
  Overland Park, KS

Other Businesses

1)3/15/19-CB&T Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related-at reported business location(s)- 100% 2)3/15/19- ZB, N.A. (California Bank & Trust) - Financial Institution Duty/Private Banking Relationship Manager- Inv. Related- at reported business location(s)-160hrs/mth- 100% 3)3/15/19- CTC4FUN, DBA The Crosstraining Club-officer - family business- Non-Inv. RElated- Laguna Niguel, CA -0%

Exams

• S66 Uniform Combined State Law Examination
  2009-03-09
• S63 Uniform Securities Agent State Law Examination
  1999-10-20