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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-11 |
| UT | RA | APPROVED | 2018-05-29 |
Branch Locations
7730 Union Park Ave Ste 300, Midvale, UT 84047 • United States
Draper, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance | Spfld | MA | 11/2003 | 05/2018 |
| Mml Investors Services Inc | Salt Lake City | UT | 11/2003 | 05/2018 |
| Ameriprise Financial Services Inc | Midvale | UT | 05/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Midvale | UT | 03/2020 | Present |
Business Ownership; Splash Properties LLC; Co-owner; Splash Properties will buy a lot and we will have our son, a licensed General Contractor, build a house on the lot. We will either keep the house for a second home or sell the house and get our money from the lot back.; 13433 S. Aintree Avenue, , Draper, UT, 84020; Investment-Related; 03/22/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Arthur J Gallagher & Company 2850 West Golf Road, 7th Floor NW Rolling Meadows, IL 60008; Maintain Group Health Insurance Plans; 13433 S. Aintree AvenueDraper&* Utah 84020, ,; Not Investment-Related; 07/02/2018; 1 to 9 hours per month; 1 to 9 during trading hours / The Burgess Group, Inc. 103 Social Hall Avenue Salt Lake City, Utah 84111-1503; Service existing Premium Finance cases. Trails paid through the Burgess Group Inc. - anticipated end date in approximately 1.5-2 years.; 13433 S. Aintree AvenueDraper, Utah 84020, ,; Not Investment-Related; 01/01/1753; 1 to 9 hours per month; 0 during trading hours / Mass Mutual; Fixed Life Insurance hold and service all Mass Mutual products including renewals or contract allowed conversions.; 13433 S. Aintree AvenueDraper, Utah 84020, ,; Investment-Related; 07/02/2018; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-17 |
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