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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-11
UT RA APPROVED 2018-05-29
  • TX RA
    APPROVED_RES
    Since 2022-01-11
  • UT RA
    APPROVED
    Since 2018-05-29

Branch Locations

7730 Union Park Ave Ste 300, Midvale, UT 84047 • United States

Draper, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Spfld MA 11/2003 05/2018
Mml Investors Services Inc Salt Lake City UT 11/2003 05/2018
Ameriprise Financial Services Inc Midvale UT 05/2018 03/2020
Ameriprise Financial Services, Llc Midvale UT 03/2020 Present
  • 11/2003 → 05/2018
    Mass Mutual Life Insurance
    Spfld, MA
  • 11/2003 → 05/2018
    Mml Investors Services Inc
    Salt Lake City, UT
  • 05/2018 → 03/2020
    Ameriprise Financial Services Inc
    Midvale, UT
  • 03/2020 → Present
    Midvale, UT
Previous Registrations
Other Businesses

Business Ownership; Splash Properties LLC; Co-owner; Splash Properties will buy a lot and we will have our son, a licensed General Contractor, build a house on the lot. We will either keep the house for a second home or sell the house and get our money from the lot back.; 13433 S. Aintree Avenue, , Draper, UT, 84020; Investment-Related; 03/22/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Arthur J Gallagher & Company 2850 West Golf Road, 7th Floor NW Rolling Meadows, IL 60008; Maintain Group Health Insurance Plans; 13433 S. Aintree AvenueDraper&* Utah 84020, ,; Not Investment-Related; 07/02/2018; 1 to 9 hours per month; 1 to 9 during trading hours / The Burgess Group, Inc. 103 Social Hall Avenue Salt Lake City, Utah 84111-1503; Service existing Premium Finance cases. Trails paid through the Burgess Group Inc. - anticipated end date in approximately 1.5-2 years.; 13433 S. Aintree AvenueDraper, Utah 84020, ,; Not Investment-Related; 01/01/1753; 1 to 9 hours per month; 0 during trading hours / Mass Mutual; Fixed Life Insurance hold and service all Mass Mutual products including renewals or contract allowed conversions.; 13433 S. Aintree AvenueDraper, Utah 84020, ,; Investment-Related; 07/02/2018; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-10
S63 Uniform Securities Agent State Law Examination 1993-03-17
  • S65 Uniform Investment Adviser Law Examination
    2000-04-10
  • S63 Uniform Securities Agent State Law Examination
    1993-03-17

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