Bert Leroy Falley

Current Employers

Employment History

• 11/2007 → 10/2019
  1St Global Capital Corp.
  Topeka, KS
• 11/2007 → 10/2019
  1St Global Advisors, Inc.
  Topeka, KS
• 11/2007 → 01/2026
  Ss&C Solutions, Inc.
  Topeka, KS
• 05/2008 → 09/2020
  Avantax Insurance Services, Inc.
  Topeka, KS
• 10/2019 → 09/2020
  Avantax Advisory Services
  Topeka, KS
• 10/2019 → 09/2020
  Avantax Investment Services, Inc.
  Topeka, KS
• 09/2020 → 01/2026
  Wealthcare Advisory Partners, Llc
  Topeka, KS
• 01/2026 → Present
  Merit Financial Advisors
  Alpharetta, GA

Previous Registrations

• 2020-09-11 → 2026-02-25
  Wealthcare Advisory Partners Llc
  West Chester, PA
  Topeka, KS
• 2019-10-25 → 2020-09-15
  Avantax Advisory Services
  Irving, TX
• 2007-11-09 → 2019-10-25
  1St Global Advisors Inc
  Topeka, KS
• 1998-07-31 → 2007-11-13
  Transamerica Financial Advisors, Inc.
  Topeka, KS
  Topeka, KS
  Topeka, KS
• 1994-05-16 → 2006-12-31
  Private Client Financial Services
  Topeka, KS

Other Businesses

1)FALLEY FARMS I LP POSITION: Trustee NATURE: Family farm operation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/21/2014 ADDRESS: 5825 SW 29th, Topeka KS 66614, United States DESCRIPTION: Day to day communication with farmers who work the ground, bill payment, and other management activities. 2) FALLEY CAPITAL LLC POSITION: Managing Member NATURE: Holding company for family farms and one private bank stock INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2003 ADDRESS: 5825 SW 29th, Topeka KS 66614, United States DESCRIPTION: Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-27
• S63 Uniform Securities Agent State Law Examination
  1993-02-11