Ross Vincent Gooding

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → Present
  Lpl Financial Llc
  Bellevue, WA

Previous Registrations

• 2015-02-10 → 2025-07-22
  Financial Advocates Investment Management
  Bellevue, WA
  Olympia, WA
  Bellevue, WA
• 2001-09-18 → 2006-09-11
  Wells Fargo Clearing Services, Llc
  Bellevue, WA
  Bellevue, WA

Other Businesses

1. 07/30/2014 - FINANCIAL ADVOCATES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 445 154TH AVE SE BELLEVUE WA 98007 - START 07/10/2014 - 160 HRS/MO DURING SECS TRDG HRS 2. 11/15/2021 - Resilient Leader - Not Investment Related - At Reported Business Location(s) - Business Owner - Founder and President - Start Date: 03/22/2021 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 06/04/2024 - Next Level Academy - Non-Inv Related - Other - Basketball training camp - Started: 5/1/2024 - 1 Hr/Mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-28
• S63 Uniform Securities Agent State Law Examination
  1993-01-25